Which Flower is It?

Year: 2019 Authors: Andrew J. Simoson

Core claim

A flower’s layered corona structure encodes convergents of an unknown irrational number, allowing reverse engineering of the number from the image.

Topics

continued fractions, irrational numbers, phyllotaxis, reverse engineering

Domains

number theory, diophantine approximation, continued fractions, generative art, book cover design, stylized floral imagery

Methods

optimal continued fraction, geometric construction, visual inference

Media

polar flower diagrams, book cover art, Figure 1 bouquet illustration

Paper text

The text below is the locally extracted OCR/Markdown version of the paper. Raw PDF files remain local and are not published here.

Bridges 2019 Conference Proceedings

Which Flower is It?

Andrew J. Simoson

Mathematics Department, King University, Bristol, TN; ajsimoso@king.edu

Abstract

For any positive irrational number , the arithmetic flower is . When , the golden mean, and the scaling factor is replaced with , it is well-known that the seed arrangement in an ideal sunflower is modeled by the points in —and that the seeds appear to sort themselves into a family of radially symmetric spirals, where is the Fibonacci number, for any . A similar phenomenon occurs for in general; and we outline how to construct of multiple coronas consisting of successively larger numbers of petals corresponding to fractions that are good approximations to , as integer increases. Lastly, given a flower where is unknown, we reverse engineer the process and recover the good approximations for that are implicitly evident within the flower.

The flower bouquet of Figure 1 represents the irrational numbers , , and in some order, where is the golden mean and is the natural number. Which flower is which? The number of petals in the successive corona layers for each flower are clues. The answer appears at the end of Example 3.

img-0.jpeg Figure 1: Which flower is which: , , ?

img-1.jpeg

img-2.jpeg

In this paper, given any positive irrational number we outline a way to construct a flower, denoted , that characterizes . We then show how, given the graphical flower of an unknown , we can reverse engineer the process and thereby approximate the value of .

Toward a stylized flower model

Not long ago a book cover design editor asked if I had a cover art idea for my forthcoming book on continued fractions [8]. How about a stylized flower? I suggested.

As we will see, a flower of layered coronas is the very embodiment of a continued fraction algorithm. For a given positive irrational number , a continued fraction algorithm generates fractions , called convergents, that approximate , where and are relatively prime positive integers, is a nonnegative integer, increases as increases, and is the integer nearest , denoted . If you understand the construction of the flowers of Figure 1, I claim that you understand continued fractions.

Simoson

img-3.jpeg a. A book cover.

img-4.jpeg b. A few polar flowers. Figure 2: Flowers, flowers everywhere.

In due course, I sent the editor the flower design of Figure 2.a which was then positioned to run off the cover for added artistic effect. Where is the mathematics in such flowers? The answer is two-fold: (i) The number of petals in any corona of is the denominator of a fraction well-approximating , and (ii) Given a wheel freely rotating in place at revolutions per second and whose radius increases uniformly in time, tracking a tack on the wheel’s rim at unit second increments allows us to perceive the collection of ‘s positions as a family of spirals. We formalize (i) in Theorem 1 and (ii) in Theorem 4.

To begin, here is one way to construct a flower of petals, a corona, for any given positive integer . When , a single circular disk might be best, such as exemplified in a bellcap mushroom. When , a simple approach is to use rotational symmetry and construct a wagon wheel skeletal template of uniformly spaced spokes—a stick-like figure. To embody this skeleton with petals, we could simply use the polar flowers , as illustrated in Figure 2.b. But such an arrangement generates spindly-shaped coronas. Besides that flaw, the polar flower has petals, not . A more luxurious arrangement results if we use somewhat overlapping copies, symmetrically arranged about a hub, of a single petal from the polar flower where is less than , a trick we used in generating the first few corona layers in each of the flowers of Figure 1. As further embellishment we could give each petal veins and serrated or multi-lobed edges as is done in Figure 6.b.

In sports we award medals for excellence. In somewhat the same way let us award bronze, silver, and gold designations to those reduced fractions that approximate in the following respective ways:

bronze: \left|\omega -\frac{p}{q}\right| < \frac{1}{q^2},\qquad \mathrm{silver:}\left|\omega -\frac{p}{q}\right| < \frac{1}{2q^2},\qquad \mathrm{gold:}\left|\omega -\frac{p}{q}\right| < \frac{1}{\sqrt{5}q^2}.

As a note of historical interest, in 1891, Adolf Hurwitz showed that for any real number , 0 < \epsilon < 1 , there are some irrational numbers for which only a finite number of fractions exist for which |\omega - \frac{p}{q}| < \frac{\epsilon}{\sqrt{5}q^2} ; a slick proof for this result appears in Ford [3, pp. 94-95]. So for all practical purposes, no platinum medals will be awarded.

To continue with our flower construction, given , we seek an increasing sequence for which (with ) are at least silver medaling fractions. Then we layer successively larger circlets of symmetrically-arranged petals about a given point, , for some integer . Finally—to aid in reverse engineering the flower (an element I had neglected to include on the book cover of Figure 2.a)—we embed a total of dots within the flower’s center, where the dots are disks if \omega < [\omega] and are stars if \omega > [\omega] .

As a technical resource, an elegant way to generate only at least silver medaling fractions, and hence our sequence , for is to use the optimal continued fraction introduced by Bosma [1]. The following

Which Flower is It?

theorem is a refinement of Bosma’s algorithm as given in [8, Chapter IX, Proposition 28], and is stated here without proof. The notation , with and , means

where are integers, and is a real number. The solution to is . The symbols and are called preconvergents; when , is called a convergent. Define as the sign of . Recall that is the ceiling of .

Theorem 1: The optimal continued fraction for . For all integers , let , , , , and

Then with , is at least a silver medaling approximation for where

m \geq 2, p = ma + \epsilon c > 0, q = mb + \epsilon d > 0, pb - qa = \pm 1, and is in reduced form.

In Example 2, we use the Fibonacci numbers , the first few terms of which are given in Table 1. Note that the third row of the table suggests that the sequence converges to , as indeed it does.

Table 1: The Fibonacci numbers, .

j0123456789101112
fj01123581321345589144
fj+1/fj-121.51.66671.61.6251.61541.61901.61761.61821.6180-

Example 2: Gold medaling approximations for via Theorem 1.

Step 0: The solution to is . So , , . Thus , which is a gold medaling approximation for .

Step 1: The solution to is , so . This time , and , which means that . (As the reader may show, for all integers , is a gold medaling fraction for when is even and a silver medaling fraction when is odd.)

Step 2: The solution to is . This time , which means that .

Step 3 and more: Again the solution to is . This time which means that . Similarly, , , and in general .

Example 3: The optimal continued fraction convergents for and . Applying Theorem 1 gives ‘s first few optimal convergents:

and ‘s first few optimal convergents are

Simoson

With respect to the sequences used to generate , from Examples 2 and 3 we have

Thus Figure 1.a is , Figure 1.b is , and Figure 1.c is .

Why the flower analogy is so good

To see a deeper reason why these stylized flowers characterize continued fractions so well, imagine the unit circle centered at the origin is rotating counterclockwise uniformly at revolutions per second. Refer to integer as index in seconds. Fix a point on the circumference so that at index is at . At what indices will be near its initial position ? Observe that if and only if is near an integer number of revolutions if and only if if and only if is a good candidate for possibly being a medal-winning approximation for .

img-5.jpeg a.

img-6.jpeg b. Figure 3: Points along the unit circle and an arithmetic flower.

For example, let . At any moment, is rotations counterclockwise from where it had been one second ago—approximately radians . At index second, then , and ; that is, the fraction is trying to approximate , but not very successfully. At index , then ; this time . And indeed, is a gold medalist for . We could continue using this method of graphically finding indices where , a flower model used in [4], but plotting for all indices soon leaves the unit circle cluttered with points atop of points, as is beginning to occur in Figure 3.a. However, at the cost of scaling points away from the positive -axis (including the points that would otherwise have been near ), we could scale away from by a factor of , resulting in what we call the arithmetic flower ,

Plotting points in an arithmetic flower soon leads to the discovery that its points seem to arrange themselves into a family of spirals. For example, Figure 3.b shows that the first 120 points of appear to form a family of 7 spirals. Aha! Is it only a coincidence that 7 is the denominator of the optimal continued fraction convergent from (1)? No; instead this pattern persists, and can be interpreted as a geometric continued fraction algorithm as shown in [8, Chapter 8]. For example, in Figure 3.b, locate the first spiral that appears to cross the positive -axis as it emanates from ; this spiral appears to cross near the point with index , which means that the corresponding point on the unscaled unit circle should be very near

Which Flower is It?

. Indeed, the next convergent from (1) is . Furthermore, if we plot about 10000 points of we see that they have arranged themselves as a family of 113 spirals in Figure 5.b. The same phenomenon occurs with respect to the golden mean flower . In Figure 4.a, the points whose indices are Fibonacci numbers all lie near the positive -axis—such points correspond to points on the unit circle near of Figure 3.a. Furthermore, in Figure 4.b, spiral 1 (of eight spirals) is the first spiral to cross the positive -axis, doing so near the points with indices and ; and from Example 2, . Similarly, in Figure 4.c, appears as a family of spirals and spiral 12 is the first spiral to cross the positive -axis, doing so near the points with indices 21 and 34, which again corresponds to . The mathematical/biological literature abounds with articles describing the phenomenon of leaf and seed arrangements being that of a Fibonacci number of spirals. For example, see [4] and [5] which model the seed arrangement in the sunflower using a scaling factor of so that represents the position of seed in a sunflower—because as seeds form at the center of the sunflower, they push the older seeds outward on the order of distance from . We use the scaling factor in rather than so that index and distance of from conveniently coincide for points in near the positive -axis.

img-7.jpeg a. .

img-8.jpeg b. A family of 8 spirals.

img-9.jpeg c. A family of 13 spirals. Figure 4: as a collection of points and spiral families.

Ideal spirals in the arithmetic flower

In this section we define what we mean by an apparent spiral within the arithmetic flower . As shown in [7] and [8] and as exemplified with the specific index for in Figure 4.b, we can imagine to be a family of continuous ideal spirals, denoted , where is a nonnegative real parameter, is an integer with 0 \leq r < q , the period of each is , with and being relatively prime. We allow periods to be negative numbers. In particular, contains the points of whose indices are nonnegative multiples of . For each , 1 \leq j < q , there is a unique , 1 \leq r < q , where the graph of contains the points of whose indices are , where is any nonnegative integer. With , and relatively prime, and , namely, the period divided by ,

For example, in Figure 4.b, , , , , and . In that figure, each spiral is labeled with its subscript . ’s graph contains the points of with indices, 0, 8, 16, 24, and so on, while the graph of contains points with indices, 5, 13, 21, 29 and so on; that is, when , then . The next theorem shows how and are related in general.

Simoson

img-10.jpeg a. as 7 spirals.

img-11.jpeg b.

img-12.jpeg c. . Figure 5: A gallery of abstract flowers.

Theorem 4: A family of ideal spirals. Let be a positive irrational number and be a positive integer relatively prime to . The family of curves L_{r}(t), 0 \leq r < q , from (2) are disjoint arithmetic spirals for t > 0 and every point on belongs to for some nonnegative integers and .

Proof. Let and be nonnegative numbers. The graph of parametric equations for is a ray from the origin through the point . Let , a rotation matrix. Recall the identities and . Thus the graph of

is an arithmetic spiral. Let . The family of curves , 0 \leq r < q , for t > 0 forms a wagon wheel of radially symmetric straight-ray spokes about . By (3), the family of the curves is a family of disjoint arithmetic spirals for t > 0 by continuity of the ‘s, because the points from the straight-ray spokes at radial distance from are all distinct, and rotating them about the origin by preserves distinctness of points. With and , then are disjoint arithmetic spirals for t > 0 , where 0 \leq r < q , 0 \leq j < q , and for all integers . Let . To finish the proof we show that

For the first component of this identity we have

Since the similar result occurs when replacing cosine with sine, we are done.

Because of the peculiar nature of the jumbling of the ‘s for the spirals in the above proof, we consider the dynamics as shown in Table 2 for a particular and , namely, and , so that . For

Which Flower is It?

Table 2: The dynamics of versus and mod with and .

j01234567
r ≡ pj mod q05274163

example, when , the spiral whose points from have indices 1, 9, 17, …, corresponds with spiral , and so on.

As an example illustrating a family of spirals for when fails to be a medal-winning fraction for , let whereupon and |\phi - \frac{11}{7}| \approx 0.047 > 0.0102 \approx \frac{1}{2.7^2} . As shown in Figure 5.a, the period of each ideal spiral is about 21.46, which means that any single rotation of ideal spiral 0 about contains only 3 or 4 points of whereas when , as in Figure 4.b, each single rotation of a spiral about contains about 18 points.

Whenever is a medal-winning fraction for , then is near 0. Thus the period of each of the ideal spirals will be a fairly large number. This large number divided by gives the relatively large (compared to ) approximate number of ‘s points on any single rotation of any spiral—which is why the human eye can perceive the apparent families of spirals in, say, Figure 4.a, for various integers corresponding to medal-winning fractions to .

To focus on another apparent aspect, note that the appearance of changes qualitatively as index increases. For example, appears as a family of 7 spirals, , as shown in Figure 3.b. However as increases, the once pronounced appearance of 7 spirals fades, and is replaced with, in the case of Figure 5.b where , the appearance of a family of 113 spirals. In order to view this progression of different families of spirals within a single flower, we proceed as in [6] and warp space by replacing the scaling factor in with . Thus we say that the logarithmic spiral, denoted , is the set of points

is a positive integer}.

In Figure 5.c, clearly displays the transition from a family of 7 spirals to that of 113 spirals. Figure 6.a shows successive annuli of families of spirals as index increases for a collage formed by clipping the various families of spirals in their indices of dominance. Replacing each family of these short arcs with a corona layer of petals results in a more artfully rendered flower of Figure 1.c, namely .

img-13.jpeg a. Logarithmic spiral layers for Figure 6: A logarithmic skeleton and an unknown real number .

img-14.jpeg b. An unknown flower:

Simoson

Reverse engineering a flower

Given a flower as in Figure 6.b, where is unknown, we wish to find a good approximation to . Counting the petals in the successive layers of the flower, we can find , the sequence of petal numbers. Can you guess the medal-winning fractions that are implicitly evident in the flower of Figure 6.b?

Step 0: We see that . Since the center of the flower has but a single circular dot, we know that \frac{1}{2} < x < 1. So .

Step 1: We know that for some integer , , and that and are relatively prime. So and .

Step 2: We know that and that for some integers and . By Euclid’s algorithm for determining the greatest common divisor of two positive integers, one solution to this Diophantine equation is and , and thus from elementary number theory (see [2, pp. 11-12]) any solution to the Diophantine equation is and for any integer . When , then and . The only other possible solution is when , which gives and . So is either or . Since and x > \frac{1}{2}, then .

Step 3: We know that and that for some integers and . By Euclid’s algorithm we know that one solution is and , so and is a solution to the Diophantine equation for all integers . We know that which corresponds with , which means that , and so .

Step 4: Similarly, we can reason that . You might now recognize that these convergents are near Euler’s gamma , and thus we might view Figure 6.b as .

Using the above approach we can similarly reverse engineer for any .

References

[1] W. Bosma. “Optimal continued fractions.” Indag. Math. vol. 90, no. 4, 1987, pp. 353-379. https://www.sciencedirect.com/science/article/pii/1385725887900011.

[2] U. Dudley. A Guide to Elementary Number Theory. Mathematical Association of America, 2009.

[3] L. R. Ford. “Fractions.” Amer. Math. Monthly, vol. 45, no. 9, 1938, pp. 586-601. https://www.maths.ed.ac.uk/~v1ranick/papers/ford.pdf.

[4] F. C. Motta, P. D. Shipman, and B. D. Springer. “Optimally topologically transitive orbits in discrete dynamical systems.” Math. Monthly, vol. 123, no. 2, 2016, pp. 115-135. https://www.tandfonline.com/doi/abs/10.4169/amer.math.monthly.123.2.115.

[5] M. Naylor. “Golden, , and flowers: a spiral story.” Math. Mag., vol. 5, no. 3, 2002, pp. 163-172. https://www.tandfonline.com/doi/abs/10.1080/0025570X.2002.11953126.

[6] A. Simoson. “A phyllotaxis of the irrational.” Math Horizons, vol. 26, no. 3, 2019, pp. 10-13. https://maa.tandfonline.com/doi/abs/10.1080/10724117.2018.1546999.

[7] A. Simoson. “Periodicity domains and the transit of Venus.” Amer. Math. Monthly, vol. 121, no. 4, 2014, pp. 283-298. https://www.tandfonline.com/doi/abs/10.4169/amer.math.monthly.121.04.283.

[8] A. Simoson. Exploring Continued Fractions: from the integers to solar eclipses. American Mathematical Society, 2019.

0 items under this folder.